Conestoga Small Cap Fund
How to Purchase Shares
This section provides information to assist you in buying shares of the Fund. You may buy shares on any business day at a price based on the NAV that is calculated after you place your order. Please read the entire Prospectus carefully before buying shares of the Fund.
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You may purchase shares of the Fund through a broker-dealer with whom the Fund's distributor has entered into a sales agreement (an "Authorized Dealer") or directly from the Fund. The Fund will be deemed to have received a purchase order when an Authorized Dealer accepts the order. Authorized Dealers may charge a fee for handling your purchase order. If you place your order before the close of regular trading on the NYSE, you will receive the NAV that the Fund calculates that day. Orders placed after the close of regular trading on the NYSE will be priced at the next NAV that is calculated. The Fund reserves the right to reject any request to purchase shares of the Fund.
The minimum initial investment is $2,500; there is no minimum for subsequent investments.
The Fund can be purchased at the following Authorized Dealers/Platforms:
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ADP Clearing and Outsourcing Services
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American Century
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Ameritas
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Ameritrade
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BNP Paribas
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Cambridge Investment Research
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Commonwealth Financial Network
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Crews & Associates
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Crown Capital Securities (Orange, CA)
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Edgewood
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E-Trade
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Fidelity (NFS)
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First Clearing
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Fiserv
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Hewitt Financial Services
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Invesmart, Inc.
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Janney Montgomery Scott
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KMS Financial Services (Seattle, WA)
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LPL
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M Holdings Securities (Portland, OR)
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Met Life Securities
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MG Trust Company/MSCS Financial Services
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Morgan Keegan
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New England Securities
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Penson
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Pershing
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Protected Investors of America
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Reliance Trust America
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Rydex Financial Services
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Schwab
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Scottrade
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Southwest Securities
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Sunguard
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The Investment Center, Inc.
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TIAA-CREF Brokerage Services
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Tower Square Securities, Inc.
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Walnut Street Securities, Inc.
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Zions Direct (Zions Bank)
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Purchase Procedures
If you choose to purchase shares of the Fund through an Authorized Dealer, you should contact the Authorized Dealer in person or by telephone.
The Fund has established an anti-money laundering compliance program as required by the USA Patriot Act. In order to ensure compliance with this law, the Fund must obtain the following information for all registered owners and all authorized individuals (corporate accounts require additional documentation):
- Full name;
- Date of birth;
- Social Security number;
- Permanent street address (a post office box is not acceptable).
Please note that your application will be returned if any information is missing. If you require additional assistance when completing your application, please call 1-800-320-7790.
If you wish to purchase shares directly through the Fund, you can do so by mail or by telephone once you have established an account. To
establish an account, complete an
account application and mail it with a check, bank draft or money order to:
Conestoga Small Cap Fund
c/o Mutual Shareholder Services
8000 Town Centre Drive, Suite 400
Broadview Heights, OH 44147
The Fund will not accept third-party checks (originally payable to someone other than you or the Fund).
Additional purchases may be made by mail, using the address above, or by calling 1-800-320-7790. Payment for additional shares must be made by check, bank draft, money order or wire. To pay by wire, you should:
Call the Fund at 1-800-320-7790 prior to the close of regular trading on the NYSE before wiring any funds to give notice of the purchase and to receive specific instructions. You will be asked to specify the number or dollar amount of shares that you wish to buy. Funds must be wired the same day that your trade is placed.
You may also purchase shares of the Fund through a Pre-Authorized Investment Plan
or a Retirement Plan.
Please refer to the Fund Prospectus for further details about purchasing shares of the Fund.
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